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-
- FRAP 28
-
- BRIEFS
-
- (a) Brief of the appellant. The brief of the appellant
- shall contain under appropriate headings and in the order here
- indicated:
-
- (1) A table of contents, with page references, and a
- table of cases (alphabetically arranged), statutes and other
- authorities cited, with references to the pages of the brief
- where they are cited.
-
- (2) A statement of subject matter and appellate
- jurisdiction. The statement shall include: (i) a statement of
- the basis for subject matter jurisdiction in the district court
- or agency, with citation to applicable statutory provisions and
- with reference to the relevant facts to establish such
- jurisdiction; (ii) a statement of the basis for jurisdiction in
- the court of appeals, with citation to applicable statutory
- provisions and with reference to the relevant facts to establish
-
- such jurisdiction; the statement shall include relevant filing
- dates establishing the timeliness of the appeal or petition for
- review and (a) shall state that the appeal is from a final order
- or a final judgment that disposes of all claims with respect to
- all parties or, if not, (b) shall include information
- establishing that the court of appeals has jurisdiction on some
- other basis.
-
- (3) A statement of the issues presented for review.
-
- (4) A statement of the case. The statement shall first
- indicate briefly the nature of the case, the course of
- proceedings, and its disposition in the court below. There shall
- follow a statement of the facts relevant to the issues presented
- for review, with appropriate references to the record (see
- subdivision (e)).
-
- (5) An argument. The argument may be preceded by a
- summary. The argument shall contain the contentions of the
- appellant with respect to the issues presented, and the reasons
- therefor, with citations to the authorities, statutes and parts
- of the record relied on.
-
- (6) A short conclusion stating the precise relief sought.
-
- (b) Brief of the appellee. The brief of the appellee
- shall conform to the requirements of subdivision (a)(1)-(5),
- except that a statement of jurisdiction, of the issues, or of the
- case need not be made unless the appellee is dissatisfied with
- the statement of the appellant.
-
- (c) Reply brief. The appellant may file a brief in reply
- to the brief of the appellee, and if the appellee has cross-
- appealed, the appellee may file a brief in reply to the response
- of the appellant to the issues presented by the cross appeal. No
- further briefs may be filed except with leave of court. All
- reply briefs shall contain a table of contents, with page
- references, and a table of cases (alphabetically arranged),
- statutes and other authorities cited, with references to the
- pages of the reply brief where they are cited.
-
- (d) References in briefs to parties. Counsel will be
- expected in their briefs and oral arguments to keep to a minimum
- references to parties by such designations as "appellant" and
- "appellee." It promotes clarity to use the designations used in
- the lower court or in the agency proceedings, or the actual names
- of parties, or descriptive terms such as "the employee," "the
- injured person," "the taxpayer," "the ship," "the stevedore,"
- etc.
-
- (e) References in briefs to the record. References in
- the briefs to parts of the record reproduced in the appendix
- filed with the brief of the appellant (see Rule 30(a)) shall be
- to the pages of the appendix at which those parts appear. If the
- appendix is prepared after the briefs are filed, references in
- the briefs to the record shall be made by one of the methods
- allowed by Rule 30(c). If the record is reproduced in accordance
- with the provisions of Rule 30(f), or if references are made in
- the briefs to parts of the record not reproduced, the references
- shall be to the pages of the parts of the record involved; e.g.,
- Answer p. 7, Motion for Judgment p. 2, Transcript p. 231.
- Intelligible abbreviations may be used. If reference is made to
- evidence the admissibility of which is in controversy, reference
- shall be made to the pages of the appendix or of the transcript
- at which the evidence was identified, offered, and received or
- rejected.
-
- (f) Reproduction of statutes, rules, regulations, etc.
- If determination of the issues presented requires the study of
- statutes, rules, regulations, etc. or relevant parts thereof,
- they shall be reproduced in the brief or in an addendum at the
- end, or they may be supplied to the court in pamphlet form.
-
- (g) Length of briefs. Except by permission of the court,
- or as specified by local rule of the court of appeals, principal
- briefs shall not exceed 50 pages, and reply briefs shall not
- exceed 25 pages, exclusive of pages containing the table of
- contents, tables of citations and any addendum containing
- statutes, rules, regulations, etc.
-
- (h) Briefs in cases involving cross appeals. If a cross
- appeal is filed, the party who first files a notice of appeal, or
- in the event that the notices are filed on the same day, the
- plaintiff in the proceeding below, shall be deemed the appellant
- for the purposes of this rule and Rules 30 and 31, unless the
- parties otherwise agree or the court otherwise orders. The brief
- of the appellee shall conform to the requirements of subdivision
- (a)(1)-(6) of this rule with respect to the appellee's cross
- appeal as well as respond to the brief of the appellant except
- that a statement of the case need not be made unless the appellee
- is dissatisfied with the statement of the appellant.
-
- (i) Briefs in cases involving multiple appellants or
- appellees. In cases involving more than 1 appellant or appellee,
- including cases consolidated for purposes of the appeal, any
- number of either may join in a single brief, and any appellant or
- appellee may adopt by reference any part of the brief of another.
- Parties may similarly join in reply briefs.
-
- (j) Citation of supplemental authorities. When pertinent
- and significant authorities come to the attention of a party
- after the party's brief has been filed, or after oral argument
- but before decision, a party may promptly advise the clerk of the
- court, by letter, with a copy to all counsel, setting forth the
- citations. There shall be a reference either to the page of
- the brief or to a point argued orally to which the citations
- pertain, but the letter shall without argument state the reasons
- for the supplemental citations. Any response shall be made
- promptly and shall be similarly limited.
-
- (As amended Apr. 30, 1979, eff. Aug. 1, 1979; Mar. 10, 1986, eff.
- July 1, 1986, Apr. 25, 1989, eff. Dec. 1, 1989; Apr. 30, 1991,
- eff. Dec. 1, 1991.)
-
- CIRCUIT RULE 28-1
-
- BRIEFS, APPLICABLE RULES
-
- (a) Briefs shall be prepared and filed in accordance with
- the Federal Rules of Appellate Procedure except as otherwise
- provided by these rules. See FRAP 28, 29, 31 and 32. Briefs not
- complying with FRAP and these rules may be stricken by the Court.
-
- (b) Appellants proceeding without the assistance of
- counsel may file the form brief provided by the Clerk in lieu of
- the brief described in the preceding paragraph.
-
- Cross Reference: Circuit Rule 33-1, Civil Appeals Docketing
- Statement; Appendix of Forms, Form 6.
-
- CIRCUIT ADVISORY COMMITTEE NOTE TO RULE 28-1
-
- The rules regarding form of the brief and the colors of
- covers are set forth in FRAP 32. See Circuit Rule 31-1 for the
- number of copies required.
-
- CIRCUIT RULE 28-2
-
- CONTENTS OF BRIEFS
-
- In addition to the requirements of FRAP 28, briefs shall
- comply with the following rules:
- 28-2.1 Certificate as to Interested Parties
- [ABROGATED 7/1/90].
-
- Cross Reference: FRAP 26.1 Corporate Disclosure
- Statement.
-
- 28-2.2 Statement of Jurisdiction
-
- In a statement preceding the statement of the case in its
- initial brief, each party shall demonstrate the jurisdiction of
- the district court or agency and of this Court by stating, in the
- following order:
-
- (a) The statutory basis of subject matter jurisdiction of
- the district court or agency;
- (b) The basis for claiming that the judgment or order
- appealed from is final or otherwise appealable (e.g., Fed. R.
- Civ. P. 54(b); 28 U.S.C. 1292), and the statutory basis of
- jurisdiction of this Court.
-
- (c) The date of entry of the judgment or order appealed
- from; the date of filing of the notice of appeal or petition for
- review; and the statute or rule under which it is claimed the
- appeal is timely.
-
- If the appellee agrees with appellant's statement of 1 or
- more of the foregoing matters, it will be sufficient for the
- appellee to state such agreement under an appropriate heading.
-
- 28-2.3 Attorneys Fees
-
- Any party in a civil case, including administrative
- agency adjudications under 28 U.S.C. 2412(d)(3), who intends to
- seek attorneys fees for the appeal must include a short statement
- to that effect and must identify the authority under which the
- attorneys fees will be sought.
-
- 28-2.4 Bail Status
-
- The opening brief in a criminal appeal shall contain a
- statement as to the bail status of the defendant. If the
- defendant is in custody, the projected release date should be
- included.
-
- 28-2.5 Reviewability and Standard of Review
-
- As to each issue, appellant shall state where in the record on
- appeal the issue was raised and ruled on and identify the
- applicable standard of review.
-
- In addition, if a ruling complained of on appeal is one to which
- a party must have objected at trial to preserve a right of
- review, e.g., a failure to admit or exclude evidence or the
- giving or refusal to give a jury instruction, the party shall
- state where in the record on appeal the objection and ruling are
- set forth.
-
- 28-2.6 Statement of Related Cases
-
- Each party shall identify in a statement on the last page of its
- initial brief any known related case pending in this court. As
- to each such case, the statement shall include the name and Court
- of Appeals docket number of the related case and describe its
- relationship to the case being briefed. Cases are deemed related
- if they:
-
- (a) arise out of the same or consolidated cases in the
- district court or agency;
-
- (b) are cases previously heard in this Court which
- concern the case being briefed;
-
- (c) raise the same or closely related issues; or
-
- (d) involve the same transaction or event. If no other
- cases in this Court are deemed related, a statement shall be made
- to that effect. The appellee need not include any case
- identified as related in the appellant's brief.
-
- 28-2.7 Addendum to Briefs
-
- If determination of the issues presented requires the
- study of statutes, regulations or rules, relevant parts thereof
- shall be reproduced in an addendum at the end of a party's brief.
- The addendum shall be separated from the brief by a distinctively
- colored page.
-
- 28-2.8 Record References
-
- Every assertion in briefs regarding matters in the record
- shall be supported by a reference to the page or document number
- of the original record where the matter relied on is to be found.
-
- 28-2.9 Bankruptcy Appeals
-
- If the appeal arises out of the bankruptcy court, the
- name, address and court of the bankruptcy judge initially ruling
- on the matter shall be furnished to the clerk of this court by
- the appellant with the opening brief.
-
- CIRCUIT ADVISORY COMMITTEE NOTE TO RULE 28-2
-
- Sanctions may be imposed for failure to comply with this
- rule, particularly with respect to record references. See
- Mitchel v. General Elec. Co., 689 F.2d 877 (9th Cir. 1982).
-
- CIRCUIT RULE 28-3
-
- LENGTH OF BRIEFS; MOTIONS TO EXCEED PAGE LIMITS
-
- 28-3.1 Length of Briefs
-
- The length of briefs may be limited by court order, or by
- order under the prebriefing conference program. In the absence
- of such an order, the parties will observe the page limitations
- in FRAP 28(g).
-
- Appeals Docketing Statement; Prebriefing Conference Program.
-
- 28-3.2 Computation
-
- The certificate as to interested parties, statement of
- related cases and any addendum under Circuit Rule 28-2.7 shall
- not be counted in determining the length of a brief. All other
- material in the brief, including all materials required by these
- rules, shall be counted in determining the length of briefs, and
- none of the requirements of this rule is a justification for
- filing a motion to exceed page limits. Parties must not append
- or incorporate by reference briefs submitted to the district
- court or agency, or refer this Court to such briefs for their
- arguments on the merits of the appeal.
-
- 28-3.3 Motions to Exceed Page Limits
-
- The Court looks with disfavor on motions to exceed the
- page limits in FRAP 28(g) or established under the prebriefing
- conference program and such motions will be granted only for
- extraordinary and compelling reasons. A motion for permission to
- exceed page limits must be filed at least 14 days before the
- brief is due to be filed (7 days in the case of a reply brief)
- and must be accompanied by an affidavit stating in detail the
- reasons for the motion. The cost of preparing and revising the
- brief will not be considered by the Court in ruling on a motion
- to exceed page limits.
-
- CIRCUIT RULE 28-4
-
- JOINT BRIEFS IN CIVIL CASES
-
- In civil cases involving more than 1 appellant or
- appellee, and in cases consolidated for purposes of the appeal,
- all parties on a side shall join in a single brief to the
- greatest extent practicable. Upon application, the clerk may
- extend the time for filing a joint brief up to 21 days and may
- allow the joint parties up to 5 additional pages in which to
- discuss any differences in their positions.
-
-
- CIRCUIT ADVISORY COMMITTEE NOTE TO RULE 28-4
-
- Joint Briefs in Multi-Defendant Criminal Appeals: In multi-
- defendant criminal appeals raising common issues, parties are
- encouraged to file a joint brief with respect to the common
- issues.
-
- FRAP 29
-
- BRIEF OF AN AMICUS CURIAE
-
- A brief of an amicus curiae may be filed only if
- accompanied by written consent of all parties, or by leave of
- court granted on motion or at the request of the court, except
- that consent or leave shall not be required when the brief is
- presented by the United States or an officer or agency thereof,
- or by a State, Territory or Commonwealth. The brief may be
- conditionally filed with the motion for leave. A motion for
- leave shall identify the interest of the applicant and shall
- state the reasons why a brief of an amicus curiae is desirable.
- Save as all parties otherwise consent, any amicus curiae shall
- file its brief within the time allowed the party whose position
- as to affirmance or reversal the amicus brief will support unless
- the court for cause shown shall grant leave for later filing, in
- which event it shall specify within what period an opposing party
- may answer. A motion of an amicus curiae to participate in the
- oral argument will be granted only for extraordinary reasons.
-
- CIRCUIT RULE 29-1
-
- REPLY BRIEF OF AN AMICUS CURIAE
-
- No reply brief of an amicus curiae will be received.
-
-
- FRAP 30
-
- APPENDIX TO THE BRIEFS
-
- (a) Duty of appellant to prepare and file; content of
- appendix; time for filing; number of copies. The appellant shall
- prepare and file an appendix to the briefs which shall contain:
- (1) the relevant docket entries in the proceeding below; (2) any
- relevant portions of the pleadings, charge, findings or opinion;
- (3) the judgment, order or decision in question; and (4) any
- other parts of the record to which the parties wish to direct the
- particular attention of the court. Except where they have
- independent relevance, memoranda of law in the district court
- should not be included in the appendix. The fact that parts of
- the record are not included in the appendix shall not prevent the
- parties or the court from relying on such parts.
-
- Unless filing is to be deferred pursuant to the
- provisions of subdivision (c) of this rule, the appellant shall
- serve and file the appendix with the brief. Ten copies of the
- appendix shall be filed with the clerk, and 1 copy shall be
- served on counsel for each party separately represented, unless
- the court shall by rule or order direct the filing or service of
- a lesser number.
-
- (b) Determination of contents of appendix; cost of
- producing. The parties are encouraged to agree as to the
- contents of the appendix. In the absence of agreement, the
- appellant shall, not later than 10 days after the date on which
- the record is filed, serve on the appellee a designation of the
- parts of the record which the appellant intends to include in the
- appendix and a statement of the issues which the appellant
- intends to present for review. If the appellee deems it
- necessary to direct the particular attention of the court to
- parts of the record not designated by the appellant, the appellee
- shall, within 10 days after receipt of the designation, serve
- upon the appellant a designation of those parts. The appellant
- shall include in the appendix the parts thus designated with
- respect to the appeal and any cross appeal. In designating parts
- of the record for inclusion in the appendix, the parties shall
- have regard for the fact that the entire record is always
- available to the court for reference and examination and shall
- not engage in unnecessary designation. The provisions of this
- paragraph shall apply to cross appellants and cross appellees.
-
- Unless the parties otherwise agree, the cost of producing
- the appendix shall initially be paid by the appellant, but if the
- appellant considers that parts of the record designated by the
- appellee for inclusion are unnecessary for the determination of
- the issues presented the appellant may so advise the appellee and
- the appellee shall advance the cost of including such parts. The
- cost of producing the appendix shall be taxed as costs in the
- case, but if either party shall cause matters to be included in
- the appendix unnecessarily the court may impose the cost of
- producing such parts on the party. Each circuit shall provide by
- local rule for the imposition of sanctions against attorneys who
- unreasonably and vexatiously increase the costs of litigation
- through the inclusion of unnecessary material in the appendix.
-
- (c) Alternative method of designating contents of the
- appendix; how references to the record may be made in the briefs
- when an alternative method is used. If the court shall so
- provide by rule for classes of cases or by order in specific
- cases, preparation of the appendix may be deferred until after
- the briefs have been filed, and the appendix may be filed 21 days
- after service of the brief of the appellee. If the preparation
- and filing of the appendix is thus deferred, the provisions of
- subdivision (b) of this Rule 30 shall apply, except that the
- designations referred to therein shall be made by each party at
- the time each brief is served, and a statement of the issues
- presented shall be unnecessary.
-
- If the deferred appendix authorized by this subdivision
- is employed, references in the briefs to the record may be to the
- pages of the parts of the record involved, in which event the
- original paging of each part of the record shall be indicated in
- the appendix by placing in brackets the number of each page at
- the place in the appendix where that page begins. Or if a party
- desires to refer in a brief directly to pages of the appendix,
- that party may serve and file typewritten or page proof copies of
- the brief within the time required by Rule 31(a), with
- appropriate references to the pages of the parts of the record
- involved. In that event, within 14 days after the appendix is
- filed the party shall serve and file copies of the brief in the
- form prescribed by Rule 32(a) containing references to the pages
- of the appendix in place of or in addition to the initial
- references to the pages of the parts of the record involved. No
- other changes may be made in the brief as initially served and
- filed, except that typographical errors may be corrected.
-
- (d) Arrangement of the appendix. At the beginning of the
- appendix there shall be inserted a list of the parts of the
- record which it contains, in the order in which the parts are set
- out therein, with references to the pages of the appendix at
- which each part begins. The relevant docket entries shall be set
- out following the list of contents. Thereafter, other parts of
- the record shall be set out in chronological order. When matter
- contained in the reporter's transcript of proceedings is set out
- in the appendix, the page of the transcript at which such matter
- may be found shall be indicated in brackets immediately before
- the matter which is set out. Omissions in the text of papers or
- of the transcript must be indicated by asterisks. Immaterial
- formal matters (captions, subscriptions, acknowledgments, etc.)
- shall be omitted. A question and its answer may be contained in
- a single paragraph.
-
- (e) Reproduction of exhibits. Exhibits designated for
- inclusion in the appendix may be contained in a separate volume,
- or volumes, suitably indexed. Four copies thereof shall be filed
- with the appendix and 1 copy shall be served on counsel for each
- party separately represented. The transcript of a proceeding
- before an administrative agency, board, commission or officer
- used in an action in the district court shall be regarded as an
- exhibit for the purpose of this subdivision.
-
- (f) Hearing of appeals on the original record without the
- necessity of an appendix. A court of appeals may by rule
- applicable to all cases, or to classes of cases, or by order in
- specific cases, dispense with the requirement of an appendix and
- permit appeals to be heard on the original record, with such
- copies of the record or relevant parts thereof, as the court may
- require.
-
- (As amended Mar. 30, 1970, eff. July 1, 1970; Mar. 10, 1986, eff.
- July 1, 1986; Apr. 30, 1991, eff. Dec. 1, 1991.)
-
- CIRCUIT RULE 30-1
-
- THE EXCERPTS OF RECORD
-
- Appeals before the Court of Appeals shall be on the
- original record without requirement of the appendix prescribed by
- FRAP 30. Excerpts of record, in cases other than petitions for
- review or enforcement of agency orders, shall be filed as
- provided below. Cases involving petitions for review or
- enforcement of agency orders are governed by Circuit Rule 17-2.
-
- 30-1.1 Filing of the Excerpts of Record At the time the
- appellant's brief is filed, the appellant shall file 5 copies of
- excerpts of record bound separately from the briefs. The
- appellant shall serve 1 copy of the excerpts on each of the other
- parties.
-
- 30-1.2 Required Contents of the Excerpts of Record
-
- (a) In all appeals the excerpts of record shall include:
-
- (i) the notice of appeal;
-
- (ii) the trial court docket sheet;
- (iii) the judgment or interlocutory order appealed from;
-
- (iv) any opinion, findings of fact or conclusions of law relating
- to the judgment or order appealed from;
-
- (v) any other orders or rulings, including minute orders, sought
- to be reviewed;
-
- (vi) any jury instruction given or refused which presents an
- issue on appeal;
-
- (vii) except as provided in Circuit Rule 30-1.2(b)(ii), where an
- issue on appeal is based upon a challenge to the admission or
- exclusion of evidence, that specific portion of the reporter's
- transcript recording any discussion by court or counsel involving
- the evidence, offer of proof, ruling or order, and objections at
- issue;
-
- (viii) except as provided in Circuit Rule 30-1.2(b)(ii), where an
- issue on appeal is based upon a challenge to any other ruling,
- order, finding of fact, or conclusion of law, and that ruling,
- order, finding or conclusion was delivered orally, that specific
- portion of the reporter's transcript recording any discussion by
- court or counsel in which the assignment of error is alleged to
- rest;
-
- (ix) where an issue on appeal is based upon a challenge to the
- allowance or rejection of jury instructions, that specific
- portion of the reporter's transcript recording any discussion by
- court or counsel involving the instructions at issue, including
- the ruling or order, and objections;
-
- (x) where an issue on appeal is based on written exhibits
- (including affidavits), those specific portions of the exhibits
- necessary to resolve the issue; and
-
- (xi) any other specific portions of any documents in the record
- that are cited in appellant's briefs and necessary to the
- resolution of an issue on appeal.
-
- (b) In addition to the items required by Circuit Rule 30-
- 1.2(a), in all criminal appeals and motions for relief under 28
- U. S. C. 2255 the excerpts of record shall also include:
-
- (i) the final indictment; and
-
- (ii) where an issue on appeal concerns matters raised at
- a suppression hearing, change of plea hearing or sentencing
- hearing, the entire reporter's transcript of that hearing.
-
- Cross Reference: Cir. R. 30-1.7, Presentence Reports.
-
- (c) In addition to the items required by Circuit Rule 30-
- 1.2(a), in all civil appeals the excerpts of record shall also
- include:
-
- (i) the final pretrial order, or, if the final pretrial
- order does not set out the issues to be tried, the final
- complaint and answer, petition and response, or other pleadings
- setting out those issues, and;
-
- (ii) where the appeal is from the grant or denial of a
- motion, those specific portions of any affidaits, declarations,
- exhibits or similar attachments submitted in support of or in
- opposition to the motion that are essential to the resolution of
- an issue on appeal.
-
- (d) In appeals from a district court decision reviewing
- agency actions, the excerpts of record shall include the items
- required by Circuit Rule 17-2.
-
- Cross Reference: Circuit Rule 28-2.5, Reviewability and Standard
- of Review.
-
- 30-1.3 Items Not to Be Included in the Excerpts of Record
-
- The excerpts of record shall not include briefs or other
- memoranda of law filed in the district court unless necessary to
- the resolution of an issue on appeal, and shall include only
- those pages necessary therefor.
-
- Cross Reference: Circuit Rule 30-2, Sanctions.
-
- 30-1.4 Form of the Excerpts of Record
-
- The documents which comprise the excerpts of record need
- not be certified as true copies, but if possible the district
- court's "filed" stamp should appear on each document. The
- documents in the excerpts should be arranged by file date in
- chronological order with the document with the earliest file date
- on top. The document with the earliest file date should appear
- under the first tab or should be paginated beginning with page 1.
- The trial court docket sheet should always be the last document
- in the excerpts. The 5 copies of the excerpts are to be
- reproduced on letter size white paper by any duplicating or
- copying process capable of producing a clear black image, and
- each copy must be securely bound at the top or on the left side
- and must have a tan cover styled as described in FRAP 32(a). The
- excerpts must be either paginated or the documents marked with
- tabs corresponding to the tab number, if any, of the documents in
- the clerk's record. The excerpts must begin with an index
- organized chronologically describing the documents, exhibits and
- portions of the reporter's transcript contained therein and the
- page or tab number where they may be found in the excerpts. The
- information on the front cover of the excerpts of record should
- be styled exactly as a brief except that the wording "Excerpts of
- Record" should be substituted for "Brief of Appellant." In those
- unusual cases in which the total number of pages in the excerpts
- exceeds 300 pages, the excerpts shall be filed in multiple
- volumes, with each volume containing 300 pages or fewer.
-
- 30-1.5 Appellee's Supplemental Excerpts of Record
-
- If the appellee believes that the excerpts of record
- filed by the appellant exclude items which are required under
- this rule, or if argument in the answering brief requires review
- of portions of the reporter's transcript or documents not
- included by appellant in the excerpts, the appellee shall, at the
- time of the appellee's brief is filed, file supplemental excerpts
- of record, prepared pursuant to this rule, comprised of the
- omitted items. Appellee shall file 5 copies of the supplemental
- excerpts. The appellee shall serve 1 copy of the supplemental
- excerpts of record on each of the other parties.
-
- 30-1.6 Additional Copies of the Excerpts of
- Record
-
- Should the Court of Appeals consider a case en banc, the
- clerk of the Court of Appeals will require counsel to submit an
- additional 20 copies of the excerpts of record.
-
- 30-1.7 Presentence Reports
-
- In all cases in which the presentence report is
- referenced in the brief, the party filing such brief must forward
- four (4) copies of the presentence report, under seal, to the
- Clerk of the Court of Appeals. This filing shall be accomplished
- by mailing the four copies of the presentence report in a sealed
- envelope which reflects the title and number of the cases and
- that four copies of the presentence report are enclosed. The
- copies of the presentence report shall accompany the brief and
- excerpts of record. The presentence report shall remain under
- seal but be provided by the Clerk to the panel hearing the case.
-
- CIRCUIT ADVISORY COMMITTEE NOTE TO RULE 30-1
-
- The purpose of the excerpts of record is to provide each
- member of the panel with those portions of the record necessary
- to reach a decision. In general, decisions will be rendered
- without review of parts of the record not contained in the
- excerpts and not specifically relied upon in the briefs of the
- parties. Therefore, parties should ensure that those parts of
- the record necessary to permit an informed analysis of their
- position are included in the excerpts. Nevertheless, in reaching
- its decision, the court may, but need not, rely on parts of the
- record not included by the parties in their excerpts.
-
- CIRCUIT RULE 30-2
-
- SANCTIONS FOR FAILURE TO COMPLY WITH CIRCUIT RULE 30-1
-
- If materials required to be included in the excerpts
- under these rules are omitted, or irrelevant materials are
- included, the court may take one or more of the following
- actions:
-
- (a) strike the excerpts and order that they be corrected
- and resubmitted;
-
- (b) order that the excerpts be supplemented;
-
- (c) if the court concludes that a party or attorney has
- vexatiously or unreasonably increased the cost of litigation by
- inclusion of irrelevant materials, deny that portion of the costs
- the court deems to be excessive; and/or
-
- (d) impose monetary sanctions.
-
- Counsel will be provided notice and have an opportunity to
- respond before sanctions are imposed.
-
- CIRCUIT RULE 30-3
-
- PRISONER APPEALS WITHOUT
- REPRESENTATION BY COUNSEL
-
- In cases involving appeals by prisoners not represented
- by counsel, the clerk of the district court shall forward to the
- prisoner and to the clerk of this Court, within 21 days after the
- date the notice of appeal is filed, copies of the documents to
- comprise the excerpts of record.
-
-
- FRAP 31
-
- FILING AND SERVICE OF BRIEFS
-
- (a) Time for serving and filing briefs. The appellant
- shall serve and file a brief within 40 days after the date on
- which the record is filed. The appellee shall serve and file a
- brief within 30 days after service of the brief of the appellant.
- The appellant may serve and file a reply brief within 14 days
- after service of the brief of the appellee, but, except for good
- cause shown, a reply brief must be filed at least 3 days before
- argument. If a court of appeals is prepared to consider cases on
- the merits promptly after briefs are filed, and its practice is
- to do so, it may shorten the periods prescribed above for serving
- and filing briefs, either by rule for all cases or for classes of
- cases, or by order for specific cases.
-
- (b) Number of copies to be filed and served. Twenty-five
- copies of each brief shall be filed with the clerk, unless the
- court by order in a particular case shall direct a lesser number,
- and 2 copies shall be served on counsel for each party separately
- represented. If a party is allowed to file typewritten ribbon
- and carbon copies of the brief, the original and 3 legible copies
- shall be filed with the clerk, and 1 copy shall be served on
- counsel for each party separately represented.
-
- (c) Consequence of failure to file briefs. If an
- appellant fails to file a brief within the time provided by this
- rule, or within the time as extended, an appellee may move for
- dismissal of the appeal. If an appellee fails to file a brief,
- the appellee will not be heard at oral argument except by
- permission of the court.
-
- (As amended Mar. 30, 1970, eff. July 1, 1970; Mar. 10, 1986, eff.
- July 1, 1986.)
-
- CIRCUIT RULE 31-1
-
- NUMBER OF BRIEFS
-
- In lieu of the 25 copies required by FRAP 31(b), an
- original and 15 copies of each brief shall be filed. If a
- suggestion for hearing or rehearing en banc is granted, each
- party shall file 20 additional copies of its briefs. The
- appellant shall also file 20 additional copies of the excerpts of
- record.
-
- Any party proceeding in forma pauperis and not
- represented by counsel, shall file only an original and 7 copies
- of briefs.
-
- CIRCUIT RULE 31-2
-
- TIME FOR SERVICE AND FILING
-
- 31-2.1 Requirement of Timely Filing
-
- (a) Parties shall observe the briefing schedule set forth
- in FRAP 31(a) unless a briefing schedule is established by an
- order of the Court of Appeals. Specific due dates set by Court
- order are not subject to the additional 3-day allowance for
- service of previous papers by mail set forth in FRAP 26(c).
-
- (b) In cases controlled by FRAP 31(a), the appellant is
- responsible for determining the date on which the certificate of
- record is filed with the Court of Appeals and for computing the
- due date for the opening brief.
-
- (c) In all cases, first class mail shall be deemed to be
- the most expeditious form of delivery by mail. (See FRAP 25(a).)
-
- 31-2.2 Rule for Criminal Cases
-
- In criminal cases, the briefing schedule will normally be
- set by the district court clerk. In such cases, the filing of
- the appellant's brief before the due date shall not advance the
- due date for the appellee's brief. If a briefing schedule is not
- set by the district court clerk, the parties shall follow the
- time schedule set forth in FRAP 31.
-
- 31-2.3 Extensions of Time for Filing Briefs
-
- (a) If good cause is shown, the clerk or a designated
- deputy may grant an oral request for a single extension of time
- of no more than 14 days to file an opening, answering or reply
- brief. Such extensions may be applied for and granted or denied
- by telephone. The grant or denial of the extension shall be
- entered on the court docket. Application for such an extension
- shall be conditioned upon prior notice to the opposing party.
- The grant of an extension of time under this rule will bar any
- further motion to extend the brief's due date unless such motion,
- which must be in writing, demonstrates extraordinary and
- compelling circumstances. The previous filing of a motion under
- Rule 31-2.3(b) precludes an application for an extension of time
- under this subsection.
-
- (b) In all other cases, an extension of time may be
- granted only upon written motion supported by a showing of
- diligence and substantial need.
-
- The motion shall be filed at least 7 days before the
- expiration of the time prescribed for filing the brief, and shall
- be accompanied by an affidavit stating:
-
- (1) when the brief is due;
-
- (2) when the brief was first due;
-
- (3) the length of the requested extension;
-
- (4) the reason an extension is necessary;
-
- (5) movant's representation that movant has exercised
- diligence and that the brief will be filed within the time
- requested; and
-
- (6) whether any other party separately represented
- objects to the request, or why the moving party has been unable
- to determine any such party's position.
-
- A conclusory statement as to the press of business does not
- constitute a showing of diligence and substantial need. Any
- request exceeding 21 days must be supported by showing of
- extraordinary and compelling circumstances.
-
- 31-2.4 Failure to File Briefs
-
- If the appellant fails to file a brief within the time
- allowed by FRAP 31(a) or an extension thereof, the court will
- dismiss the appeal pursuant to FRAP 31(c). If appellee does not
- elect to file a brief, appellee shall notify the court by letter
- on or before the due date for the answering brief. Failure to
- file the brief timely or advise the court that no brief will be
- filed will result in the issuance of an order to show cause to
- counsel why sanctions should not be imposed.
-
- Cross Reference: Circuit Rule 33-1, Civil Appeals Docketing
- Statement; Prebriefing Conference Program.
-
-